Chief Compliance Officer- $75 Billion Alternative Asset Manager

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer

*Reporting to the Deputy Chief Compliance Officer

*Supervising a staff of 4-6

*Work Closely Across all Compliance Groups/Teams

*Conduct Reviews Made Under Investment Company Act/Advisers Act and SEC Exemptive Reliefs

*Streamline & Improve Compliance Workflow

*Oversee Tools and Technology to Improve Current Compliance Processes

*Assist in Developing & Implementing the Firm’s Policies and Procedures.

*Assist in Overseeing all Generalist Compliance Matters Including Trading, MNPI, Information Barriers, Wall Crossing, etc.

*Oversee Internal Compliance Training/

Education Sessions

*Oversee Regulatory Inquiries or Examinations

Qualifications:*12-20 Years of Compliance at another Alternative Asset Manager- Private Equity/Hedge Fund *Strong

Experience with Investment Company 1940 Act/Advisers Act *Strong

Experience with Trading, MNPI, Information Barriers, Wall Crossing *Credit

Experience &

Experience with BDC's a Big Plus*Strong Leadership

Skills Base

Salary 300k+ Bonus- 500k-600k all in. Tremendous Opportunity for Growth at this Growing Alternative Asset Manager. Hybrid Schedule.