Compliance Analyst

Compliance Analyst At Global Fintech Firmbase

Salary is $100K to $120K (based upon candidate and

experience)Year-end Bonus; and Excellent

Benefits

*****Looking for College Graduate who can give a Two (2) year Commitment before Law School -or- an

Experienced Compliance Analyst from a Hedge Fund or Financial Institution*****

Solidly Established Global Fintech Firm Is Looking For An

experienced individual to work closely with its Team of Attorneys and Compliance Professionals as a Compliance Analyst. In this role, you will ensure that the firm’s business activities are conducted in strict accordance with regulatory

requirements. This position affords the opportunity for broad exposure to the firm’s trading, operations, and software development groups, as well as the chance to handle real-time issues related to the firm’s suite of global investment products in a fast-paced, constantly evolving regulatory environment.

We have returned to the office in a hybrid model where employees will be in the office Tuesdays through Thursdays, with the option to work from home on Mondays and Fridays.

Qualifications And

SKILLSDegree or higherrequiredto Three (1-3) years of relevant

experiencerequired

experience in Paralegal Work, Accounting, Financial Operations, Compliance, or Investment Managementis beneficial, but not requiredanalytical abilities, drafting and verbal communication

skills, and well-developed numeracyrequiredand project management acumen are ofgreat importanceeye for detail and an impressive work ethicare essential

Responsibilities

Overviewyour

responsibilities will include preparing regulatory filings, collaborating with compliance staff to support the firm’s business units, designing, and reviewing automated compliance monitoring reports, and ensuring adherence to compliance policies. You will also work on long-term projects to maintain the firm’s high standards of compliance with new and existing regulations.